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First Vice President - IT Financial Crime Compliance Application Support Lead

Apple Bank US-NY-New York Posted: 1/11/2021
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Description

                                                                        FVP - IT Financial Crime Compliance Application Support Lead – New York, NY

The   IT FCC Compliance Application Support Lead provides technology support for Apple Bank’s dedicated systems that support  Financial Crimes Compliance  across the Bank. The successful candidate will play a key role in acting as the technological/support liaison between the FCC unit and our service providers, enabling Apple’s Retail Banking team to deliver exceptional service to its customers. The Manager will oversee application support of the FCC group, including but not limited to, support for BSA/AML and OFAC/Sanction compliance

  • Develop and implement a strategic and comprehensive Financial Crimes Compliance technology solution for capturing, monitoring and reporting activities. Participate in the implementation of technology strategic planning initiatives that support FCC applications, including all new products and/or improvements over existing products.
  • Provide day-to-day leadership in a liaison role between our vendor providers and the Financial Crimes Compliance team for technical support and project delivery processes.
  • Implement Regulatory Reporting platform with the following features: active regulatory rules management, reports management and submissions, forms onboarding, calendar maintenance, cross report integrity, top side adjustments, regulatory edit-checks, attestation workflows and re-statements.
  • Build a platform to support Compliance Risk Management which includes Enterprise wide Anti-Money-Laundering Risk Assessment, Compliance Annual Risk Management, Anti Bribery & Corruption, Sanctions, Fair Lending Act, AML threshold setting, Optimization & Segmentation.

.Oversee vendor changes & releases to the production platform in effective manner.

  • Evaluate technology & architecture deliverables for current and new technologies.
  • Responsible for vendor SOC report reviews, vendor application end-user controls (CEUC), etc.
  • Establish/maintain contacts within banking industry to keep appraised of business activities/ business drivers, business requirements, solution strategies, and alternatives, etc.

Skills, Education and Experience

  • Bachelor’s degree in Computer Science/Technology required.
  • 7+ years of experience in Technology Support. 
  • Experience understanding FCC technologies and its ecosystems
  • Possess familiarity with applicable regulatory policies including BSA/AML, Privacy, and PCI compliance, etc.
  • Experience in systems administration, analysis, report building and management, databases or other directly related experience with a strong emphasis on FCC, BSA/AML laws and regulations.
  • Remain current with technology architecture and various system components for digital platforms, including all interfaces and dataflow to vendor components, as well as to the Core.
  • Familiar with latest product/technology offerings in the market place and emerging trends.
  • Proven experience managing leaders that are responsible for multiple priority initiatives
  • Excellent verbal and written communication
  • Excellent organizational and time management skills

Apple Bank offers Medical/Dental, Vision, 401k and Tuition Reimbursement to full time employees.

We are an equal opportunity employer and do not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, disability, military and/or veteran status, or any other Federal or State legally-protected classes.

Requirements

 

Job Snapshot

Location US-NY-New York
Employment Type Full-Time
Pay Type Year
Pay Rate N/A
Store Type Other
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Company Overview

Apple Bank

From the remnants of the Civil War, a new America emerged. The country was shifting from an agrarian society to one that was more modernized, and various financial reforms compelled the formation of banks throughout the country. While many of those institutions have disappeared into history, Apple Bank continues to stand strong, tracing its roots to the founding bank that was established in 1863 in the Dutch community of Haarlem, New York. In prosperous Haarlem, a group of men committed to serve the financial needs of their neighbors under the auspices of the Haarlem Savings Bank. The Haarlem of that time would be unrecognizable today, with working farms and undeveloped lots dominating the landscape. In April 1863, these men convened at the Rosenbourgh Haarlem Bridge House, a tavern owned by one of the bank’s first trustees, to finalize paperwork that led to the bank opening its doors in June, about a month before the infamous draft riots tore apart the city. Learn More

Contact Information

US-NY-New York

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Apple Bank
Company:
US-NY-New York
Location:
Full-Time
Employment Type:
Year
Pay Type:
N/A
Pay Rate:
Other
Store Type:

Description

                                                                        FVP - IT Financial Crime Compliance Application Support Lead – New York, NY

The   IT FCC Compliance Application Support Lead provides technology support for Apple Bank’s dedicated systems that support  Financial Crimes Compliance  across the Bank. The successful candidate will play a key role in acting as the technological/support liaison between the FCC unit and our service providers, enabling Apple’s Retail Banking team to deliver exceptional service to its customers. The Manager will oversee application support of the FCC group, including but not limited to, support for BSA/AML and OFAC/Sanction compliance

  • Develop and implement a strategic and comprehensive Financial Crimes Compliance technology solution for capturing, monitoring and reporting activities. Participate in the implementation of technology strategic planning initiatives that support FCC applications, including all new products and/or improvements over existing products.
  • Provide day-to-day leadership in a liaison role between our vendor providers and the Financial Crimes Compliance team for technical support and project delivery processes.
  • Implement Regulatory Reporting platform with the following features: active regulatory rules management, reports management and submissions, forms onboarding, calendar maintenance, cross report integrity, top side adjustments, regulatory edit-checks, attestation workflows and re-statements.
  • Build a platform to support Compliance Risk Management which includes Enterprise wide Anti-Money-Laundering Risk Assessment, Compliance Annual Risk Management, Anti Bribery & Corruption, Sanctions, Fair Lending Act, AML threshold setting, Optimization & Segmentation.

.Oversee vendor changes & releases to the production platform in effective manner.

  • Evaluate technology & architecture deliverables for current and new technologies.
  • Responsible for vendor SOC report reviews, vendor application end-user controls (CEUC), etc.
  • Establish/maintain contacts within banking industry to keep appraised of business activities/ business drivers, business requirements, solution strategies, and alternatives, etc.

Skills, Education and Experience

  • Bachelor’s degree in Computer Science/Technology required.
  • 7+ years of experience in Technology Support. 
  • Experience understanding FCC technologies and its ecosystems
  • Possess familiarity with applicable regulatory policies including BSA/AML, Privacy, and PCI compliance, etc.
  • Experience in systems administration, analysis, report building and management, databases or other directly related experience with a strong emphasis on FCC, BSA/AML laws and regulations.
  • Remain current with technology architecture and various system components for digital platforms, including all interfaces and dataflow to vendor components, as well as to the Core.
  • Familiar with latest product/technology offerings in the market place and emerging trends.
  • Proven experience managing leaders that are responsible for multiple priority initiatives
  • Excellent verbal and written communication
  • Excellent organizational and time management skills

Apple Bank offers Medical/Dental, Vision, 401k and Tuition Reimbursement to full time employees.

We are an equal opportunity employer and do not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, disability, military and/or veteran status, or any other Federal or State legally-protected classes.

Requirements

 
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