$90,000.00 to $110,000.00 per year
Our client a fast-growing specialty finance institution located in Fairfield County, CT that offers exceptional products in a manner that continually surpasses expectations. The Compliance Officer will be based in CT and report to the Controller and the Board of Directors. Generally, the person selected for this position will be responsible for the ensuring day to day adherence an implementation of the funding compliance program. Key Responsibilities ? Compliance Reviews Approvals (i.e. marketing, underwriting, new products/product changes, revisions to policies, etc.) ? Provide guidance as needed, in the build-out and maintenance of a compliance management system ? Complete Internal Risk Assessment at least annually; may be completed more frequently if warranted by business and/or regulatory changes ? Review regular reporting analytics for trends and/or issues: ? Review Approve independent auditor and scope for annual CMS audit ? Issue Tracking Resolution for all issues identified (Exam, Audit, Testing Monitoring, or Self-Identified) ? BSA Responsibilities ? Work with Partner to ensure revised and/or new regulations are incorporated into Partner?s business, as applicable ? Contributes to Compliance Committee and Board Reporting, as appropriate ? Escalates issues to Management, when necessary ? Other responsibilities as needed For more information or immediate consideration contact Justin Tishman - [Click Here to Email Your Resumé]
BA/BS or equivalent professional experience; Minimum of 2+ years in regulatory consumer compliance with experience in the following Federal laws and regulations: ? Bank Secrecy Act/Anti-Money Laundering (?BSA/AML?), OFAC, CIP, and FinCEN 314(a); ? Equal Credit Opportunity Act (?ECOA?)/ Regulation B; ? Truth in Lending Act (?TILA?)/ Regulation Z; ? Fair Credit Reporting Act (?FCRA?)/ Regulation V; ? Fair Lending; ? Unfair, Deceptive, or Abusive Acts or Practices (?UDAAP?); ? Electronic Signatures in Global and National Commerce Act (?ESIGN?); ? Electronic Funds Transfer Act (?EFTA?); ? Servicemember?s Civil Relief Act (?SCRA?); ? Military Lending Act (?MLA?); ? Fair Debt Collection Practices Act (?FDCPA?); ? Gramm-Leach-Bliley Act (?GLBA?); ? Right to Financial Privacy (?RTFP?) / Regulation P; ? Telephone Consumer Protection Act (?TCPA?); ? Regulation U; ? Regulation T; Strong attention to detail; Ability to effectively prioritize projects and tasks; Comfortable working under tight deadlines; Independent; able to tackle tasks on your own or within a group environment; Good interpersonal skills; Excellent written and verbal communication skills; Critical thinker; Organized and motivated/self-starter; Prior experience communicating with State and Federal regulators is a plus. For more information or immediate consideration contact Justin Tishman - [Click Here to Email Your Resumé]
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$90,000.00 - $110,000.00 /Year