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Compliance Officer

Description

Ref ID: 01300-0010876199

Classification: Auditor - Internal

Compensation: $30.00 to $35.00 per hour

Primary Responsibilities: ? Compliance monitoring oversight and responsibility, including but not limited to market abuse, AML, KYC, staff trading, sales calls and the approval of financial promotions ? To ensure the smooth operation of the day to day compliance operation through the development of compliance systems and controls ? To support the annual external audit process. ? Support the Chief Compliance Officer and Compliance Managers in dealing with NFA and other US regulators ? To stay abreast of, research and advise on relevant regulatory matters. ? To maintain awareness of, to report on and to assist in the management of compliance risk. ? To provide a smooth flow of relevant ad hoc and formal information to the Compliance Managers and Chief Compliance Officer ?

Requirements

Requirements: ? Educated to at least degree level. ? Financial services experience in a control/compliance or regulatory role. ? Compliance experience in retail financial services ? Previous exposure to direct regulatory contact ? Management of key stakeholder relationships ? Knowledge of retail derivative products such as FX, Futures, Options, Swaps ? Knowledge and understanding of NFA and CFTC rules

Accountemps matches highly skilled professionals with accounting finance jobs at the best companies on a temporary and temporary-to-hire basis. Our mission is to provide you with a rewarding finance or accounting job that is well matched to your professional skills – helping you to advance in your career. Our experience, combined with the resources of our worldwide network of offices, makes Accountemps a great resource for your career. We offer excellent opportunities to find temporary accounting and finance jobs for all experience levels. From accounting clerks and bookkeepers to accounts payable and staff accountants, we can provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune® magazine's list of "World's Most Admired Companies" since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Contact your local Accountemps office at 888-490-3195 or visit www.accountemps.com to apply for this job now or find out more about other job opportunities.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

© 2019 Accountemps. An Equal Opportunity Employer M/F/Disability/Veterans

By clicking 'Apply Now' you are agreeing to Robert Half Terms of Use.

Job Snapshot

Location US-IL-Chicago
Employment Type Full-Time/Part-Time
Pay Type Hour
Pay Rate $30.00 - $35.00 /Hour
Store Type Accounting, Finance, Professional Services
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Company Overview

Accountemps

Accountemps, a Robert Half company, is the worldwide leader in temporary financial staffing, providing excellent opportunities in the areas of accounting, bookkeeping, credit and collections, data entry, finance, payroll, audit and tax. Our relationships with top companies ensure that our employees enjoy competitive pay, and dynamic and ongoing assignments with the best opportunities for temporary and temporary-to-full-time employment. Learn More

Contact Information

US-IL-Chicago
Recruiter
312-616-8367
312-616-1155
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Snapshot
Accountemps
Company:
US-IL-Chicago
Location:
Full-Time/Part-Time
Employment Type:
Hour
Pay Type:
$30.00 - $35.00 /Hour
Pay Rate:
Accounting, Finance, Professional Services
Store Type:

Description

Ref ID: 01300-0010876199

Classification: Auditor - Internal

Compensation: $30.00 to $35.00 per hour

Primary Responsibilities: ? Compliance monitoring oversight and responsibility, including but not limited to market abuse, AML, KYC, staff trading, sales calls and the approval of financial promotions ? To ensure the smooth operation of the day to day compliance operation through the development of compliance systems and controls ? To support the annual external audit process. ? Support the Chief Compliance Officer and Compliance Managers in dealing with NFA and other US regulators ? To stay abreast of, research and advise on relevant regulatory matters. ? To maintain awareness of, to report on and to assist in the management of compliance risk. ? To provide a smooth flow of relevant ad hoc and formal information to the Compliance Managers and Chief Compliance Officer ?

Requirements

Requirements: ? Educated to at least degree level. ? Financial services experience in a control/compliance or regulatory role. ? Compliance experience in retail financial services ? Previous exposure to direct regulatory contact ? Management of key stakeholder relationships ? Knowledge of retail derivative products such as FX, Futures, Options, Swaps ? Knowledge and understanding of NFA and CFTC rules

Accountemps matches highly skilled professionals with accounting finance jobs at the best companies on a temporary and temporary-to-hire basis. Our mission is to provide you with a rewarding finance or accounting job that is well matched to your professional skills – helping you to advance in your career. Our experience, combined with the resources of our worldwide network of offices, makes Accountemps a great resource for your career. We offer excellent opportunities to find temporary accounting and finance jobs for all experience levels. From accounting clerks and bookkeepers to accounts payable and staff accountants, we can provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune® magazine's list of "World's Most Admired Companies" since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Contact your local Accountemps office at 888-490-3195 or visit www.accountemps.com to apply for this job now or find out more about other job opportunities.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

© 2019 Accountemps. An Equal Opportunity Employer M/F/Disability/Veterans

By clicking 'Apply Now' you are agreeing to Robert Half Terms of Use.
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Compliance Officer Apply now