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Compliance Assistant

Description


Moody Bank provides excellent employment opportunities for individuals seeking to team up with a solid leader of financial services for the communities we serve. If you have an interest in joining a stable, competitively advantaged banking team you should consider Moody Bank.
COMPLIANCE ASSISTANT – JOB #41-20 All correspondence must refer to a specific job number. This position will require daily travel within the Banking Center network during the initial training period
Under the direction of the Compliance Officer, the Compliance Assistant will be responsible to help ensure the Bank's adherence to applicable laws and regulations. This position is responsible for the review and entry of CRA and other fair lending data to ensure that all proper data and documentation of qualified services, loans and investments are recorded. This position will also assist in on-going reviews of various regulations.
Duties and Responsibilities:
  • Input CRA data in the Loan Application Register and maintain appropriate documentation.
  • Creates and maintains record keeping and reporting systems to gather, document, and report the quarterly performance of CRA activities for the Compliance Committee.
  • Responsible for CRA documentation requirements for the Investment, Lending and Service tests.
  • Assist in the management of the BAI compliance training program.
  • Compile reports and/or supporting documentation for review by the Compliance Officer and/or Management as requested.
  • Review marketing materials submitted by the Marketing Department.
  • Review Adverse Action Notices, content and perform a second review for all Adverse Action Notices submitted by the Centralized Underwriting Department. Log information into the denial log.
  • Work closely with the Community Development Officer to coordinate, track and report all CRA donations and CRA Service activities.

Other Duties and Responsibilities:
  • Review regulation changes and the effect they might have on the institution.
  • Assist with the preparation of the external compliance audits and the OCC exam.
  • Other duties and responsibilities as assigned by the Compliance Officer.
  • Works closely with the Bank's Compliance Specialist.

Requirements


Education and Experience:
  • High school diploma or equivalent.
  • Bachelor's Degree in business field preferred
  • 1-2 years banking, regulatory, audit or compliance experience
  • CRA experience a plus


Skills and Abilities:
  • Working knowledge of various banking functions and regulatory compliance laws and regulations.
  • Basic understanding of management principles, banking operations and data processing systems.
  • Strong written and verbal communication skills along with the ability to deliver feedback/criticism in a constructive manner.
  • Interpersonal skills and ability to work well with others.
  • A self-starter with demonstrated organizational abilities.
  • Demonstrated knowledge of all Microsoft Office applications; advanced knowledge of Word and Excel.
  • Experience or understanding of Bank compliance related systems used for databases (i.e. CRA data application and others).



Moody Bank offers a benefit package that includes: Medical, Life, Dental and Vision insurance; 401k Plan; Vacation and Sick leave benefits and more.


Due to the high volume of interest, the Bank does not respond to the submission of every resume.


In addition, submission of your resume to this website does not constitute the completion of an Employment Application.


The Bank requires completion of an MNB employment application for each position opening. Individuals who the Bank determines to be the best qualified for the position openings are contacted to begin the application process.


Applications are being accepted at the 2302 Postoffice St. location in Galveston, Texas, HR/4th flr. (M-F, 9a-4p)

Moody Bank is proud to be an Equal Opportunity Employer.

Job Snapshot

Location US-TX-Galveston
Employment Type Full-Time
Pay Type Year
Pay Rate N/A
Store Type Banking
Other Compensation: 0
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Company Overview

Moody Bank

The Mission of Moody National Bank is to earn the confidence and trust of our customers, by providing superior service with a personal touch, in the development of strong financial relationships. The Bank offers the following initiatives to help insure the completion of its Mission. Learn More

Contact Information

US-TX-Galveston
Moody Bank Human Resources
Snapshot
Moody Bank
Company:
US-TX-Galveston
Location:
Full-Time
Employment Type:
Year
Pay Type:
N/A
Pay Rate:
Banking
Store Type:

Description


Moody Bank provides excellent employment opportunities for individuals seeking to team up with a solid leader of financial services for the communities we serve. If you have an interest in joining a stable, competitively advantaged banking team you should consider Moody Bank.
COMPLIANCE ASSISTANT – JOB #41-20 All correspondence must refer to a specific job number. This position will require daily travel within the Banking Center network during the initial training period
Under the direction of the Compliance Officer, the Compliance Assistant will be responsible to help ensure the Bank's adherence to applicable laws and regulations. This position is responsible for the review and entry of CRA and other fair lending data to ensure that all proper data and documentation of qualified services, loans and investments are recorded. This position will also assist in on-going reviews of various regulations.
Duties and Responsibilities:
  • Input CRA data in the Loan Application Register and maintain appropriate documentation.
  • Creates and maintains record keeping and reporting systems to gather, document, and report the quarterly performance of CRA activities for the Compliance Committee.
  • Responsible for CRA documentation requirements for the Investment, Lending and Service tests.
  • Assist in the management of the BAI compliance training program.
  • Compile reports and/or supporting documentation for review by the Compliance Officer and/or Management as requested.
  • Review marketing materials submitted by the Marketing Department.
  • Review Adverse Action Notices, content and perform a second review for all Adverse Action Notices submitted by the Centralized Underwriting Department. Log information into the denial log.
  • Work closely with the Community Development Officer to coordinate, track and report all CRA donations and CRA Service activities.

Other Duties and Responsibilities:
  • Review regulation changes and the effect they might have on the institution.
  • Assist with the preparation of the external compliance audits and the OCC exam.
  • Other duties and responsibilities as assigned by the Compliance Officer.
  • Works closely with the Bank's Compliance Specialist.

Requirements


Education and Experience:
  • High school diploma or equivalent.
  • Bachelor's Degree in business field preferred
  • 1-2 years banking, regulatory, audit or compliance experience
  • CRA experience a plus


Skills and Abilities:
  • Working knowledge of various banking functions and regulatory compliance laws and regulations.
  • Basic understanding of management principles, banking operations and data processing systems.
  • Strong written and verbal communication skills along with the ability to deliver feedback/criticism in a constructive manner.
  • Interpersonal skills and ability to work well with others.
  • A self-starter with demonstrated organizational abilities.
  • Demonstrated knowledge of all Microsoft Office applications; advanced knowledge of Word and Excel.
  • Experience or understanding of Bank compliance related systems used for databases (i.e. CRA data application and others).



Moody Bank offers a benefit package that includes: Medical, Life, Dental and Vision insurance; 401k Plan; Vacation and Sick leave benefits and more.


Due to the high volume of interest, the Bank does not respond to the submission of every resume.


In addition, submission of your resume to this website does not constitute the completion of an Employment Application.


The Bank requires completion of an MNB employment application for each position opening. Individuals who the Bank determines to be the best qualified for the position openings are contacted to begin the application process.


Applications are being accepted at the 2302 Postoffice St. location in Galveston, Texas, HR/4th flr. (M-F, 9a-4p)

Moody Bank is proud to be an Equal Opportunity Employer.
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