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Compliance Analyst-FTL

Description


This individual will conduct sessions to develop new process maps, revise existing flows, conduct reviews with Process Owners and Control Officers, and provide consulting, documentation, training and support as required. Additionally, responsible to work with the various teams to identify and document risks and controls.

Main responsibilities:

Regulatory Compliance, Risk Mitigation, Business Development, Legal, and Financial background preferred.

Knowledge of government regulations and agency rules and procedures.

Strong research, written and oral communications skills - at all levels of the organizational chart internally, legal liaison, with clients, governmental agencies, suppliers and vendors.

Manage the creation and maintenance of both new and existing process maps to support the Audit Teams

Deliver superior execution and management of engagements and projects, balancing the responsibility of multiple engagements simultaneously.

Break down organizational barriers to ensure that project teams work cohesively in reaching project resolution.

Owns, writes and manages internal department Standard Operating Procedures

Conducts risk assessments of designated departmental or functional areas and identifies controls in place to mitigate identified risks.

Assess product, compliance, or operational risks and develop risk management strategies.

Advise internal management or external merchants/clients on the implementation or operation of compliance programs.

Provide employee training on compliance related topics, policies, and procedures.

Requirements:

5+ years of experience

Strong grasp of ACAMS, AML, KYC, OFAC and related topics

Strong computer skills; proficiency in Microsoft applications, specifically MS Visio, Advanced MS Excel and MS PowerPoint, knowledge of MS Access are a plus, and comfort with learning and using new software tools.

Required Travel
10%

Requirements

 

Job Snapshot

Location US-FL-Fort Lauderdale
Employment Type Full-Time
Pay Type Year
Pay Rate N/A
Store Type Accounting
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Company Overview

SNI Financial

The SNI Financial division specializes exclusively in full-time job search services - matching financial, accounting and banking professionals at all levels with desirable full-time career opportunities. SNI Financial has in-depth expertise and long-standing relationships in the finance and accounting industry, which allows us to excel at delivering high-quality matches. Learn More

Contact Information

US-FL-Fort Lauderdale
SNI Financial
Snapshot
SNI Financial
Company:
US-FL-Fort Lauderdale
Location:
Full-Time
Employment Type:
Year
Pay Type:
N/A
Pay Rate:
Accounting
Store Type:

Description


This individual will conduct sessions to develop new process maps, revise existing flows, conduct reviews with Process Owners and Control Officers, and provide consulting, documentation, training and support as required. Additionally, responsible to work with the various teams to identify and document risks and controls.

Main responsibilities:

Regulatory Compliance, Risk Mitigation, Business Development, Legal, and Financial background preferred.

Knowledge of government regulations and agency rules and procedures.

Strong research, written and oral communications skills - at all levels of the organizational chart internally, legal liaison, with clients, governmental agencies, suppliers and vendors.

Manage the creation and maintenance of both new and existing process maps to support the Audit Teams

Deliver superior execution and management of engagements and projects, balancing the responsibility of multiple engagements simultaneously.

Break down organizational barriers to ensure that project teams work cohesively in reaching project resolution.

Owns, writes and manages internal department Standard Operating Procedures

Conducts risk assessments of designated departmental or functional areas and identifies controls in place to mitigate identified risks.

Assess product, compliance, or operational risks and develop risk management strategies.

Advise internal management or external merchants/clients on the implementation or operation of compliance programs.

Provide employee training on compliance related topics, policies, and procedures.

Requirements:

5+ years of experience

Strong grasp of ACAMS, AML, KYC, OFAC and related topics

Strong computer skills; proficiency in Microsoft applications, specifically MS Visio, Advanced MS Excel and MS PowerPoint, knowledge of MS Access are a plus, and comfort with learning and using new software tools.

Required Travel
10%

Requirements

 
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Compliance Analyst-FTL Apply now