This individual will conduct sessions to develop new process maps, revise existing flows, conduct reviews with Process Owners and Control Officers, and provide consulting, documentation, training and support as required. Additionally, responsible to work with the various teams to identify and document risks and controls.
Regulatory Compliance, Risk Mitigation, Business Development, Legal, and Financial background preferred.
Knowledge of government regulations and agency rules and procedures.
Strong research, written and oral communications skills - at all levels of the organizational chart internally, legal liaison, with clients, governmental agencies, suppliers and vendors.
Manage the creation and maintenance of both new and existing process maps to support the Audit Teams
Deliver superior execution and management of engagements and projects, balancing the responsibility of multiple engagements simultaneously.
Break down organizational barriers to ensure that project teams work cohesively in reaching project resolution.
Owns, writes and manages internal department Standard Operating Procedures
Conducts risk assessments of designated departmental or functional areas and identifies controls in place to mitigate identified risks.
Assess product, compliance, or operational risks and develop risk management strategies.
Advise internal management or external merchants/clients on the implementation or operation of compliance programs.
Provide employee training on compliance related topics, policies, and procedures.
5+ years of experience
Strong grasp of ACAMS, AML, KYC, OFAC and related topics
Strong computer skills; proficiency in Microsoft applications, specifically MS Visio, Advanced MS Excel and MS PowerPoint, knowledge of MS Access are a plus, and comfort with learning and using new software tools.