Requirements: • Bachelor’s Degree in Business, Finance or related field. • 5+ years of working experience. • Series 7, 24, 63, 79 is essential. • 5+ years of experience as a deputy/ acting CCO experience or relevant experience working closely with a CCO within financial services. • Investment banking/ retail branch experience is essential. • Experience with FINRA and the SEC. • Team player who is proactive with regulatory updates and holds an approachable management style. This Chief Compliance Officer role is located in midtown Manhattan so please only apply if you are able to travel to this location, have relevant experience for the role and are eligible to work in the United States. The salary is flexible dependent on experience, but the initial range is $200-$220k base plus discretionary bonus. If your profile matches the above criteria, please contact me on [Click Here to Email Your Resumé]
Robert Half Finance & Accounting, the world's leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more. We pioneered the professional staffing industry, and we've been successfully matching professionals with employers since 1948. Our proven proprietary processes, along with our relationships in 325 locations worldwide, allow us to provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune® magazine’s list of “World's Most Admired Companies” since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.
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